Questions and Answers related to Naioti Financial Service Group Services

Legal Disclosure

Naioti financial services (NFS) offered are by licensed, insured agents in every state. Products and services offered are voluntary and at will by client. Any products or services offered are sought to be best interest of client. All agents of Naioti Financial Service are fiduciaries and legally bonded to do best interest of client. All agents of Naioti Financial are free agents which means they can work within best interest of the client offering multiple companies instead of just one particular company. Any videos, communications, social media marketing, appointments or otherwise are just therein opinions of agents and are in no way facts to base off everyone’s financial success. We work very hard for our clients and hope you communicate with us if ever any issues. As a client or prospect of NFS, you acknowledge that you will choose to communicate first with company if problems arise. If that cannot work then you will go through meditation. If issues arise still and have sought all amicable resolution to no avail then and only then may you seek relief in courts. Under no circumstances can a client or prospect leave a negative review, defame or otherwise slaughter our business name. If said actions are done, we may immediately ask for the action to be reversed and reparations and reimbursement for the action.

Electronic Information

Naioti Financial Service Groups outgoing and incoming e-mails are electronically archived and subject to review and/or disclosure to someone other than the recipient. We cannot accept requests for securities transactions or other similar instructions through e-mail. We cannot ensure the security of information e-mailed over the Internet, so you should be careful when transmitting confidential information such as account numbers and security holdings. If the reader of this message is not the intended recipient, or an employee or agent responsible for delivering this message to the intended recipient, you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited. If you have received this communication in error, please notify us immediately by replying to this message and deleting it from your computer.

Naioti Financial Service

Privacy Policy Notice

Naioti Financial Service is committed to adhering to the requirements and expectations regarding the privacy of personal information. Privacy regulations are founded upon three definitions:

  1. Consumer – a person who has not entered into an investment advisory relationship but has disclosed non public personal information to our firm.
  2. Client – a person who has entered into an investment advisory relationship with the firm or that individual’s designated representative.
  3. Confidential Information         –   personally identifiable     private      information,        not
    available from public sources, about a client or consumer. It generally includes name, address, age, social security number, assets, income, net-worth, account balances, account numbers, beneficiary information, or investment history.

Our firm collects nonpublic information about client and consumers. We will not share nonpublic information about clients or consumers with third parties not affiliated with our firm, except as noted below:

  • To complete transactions or account changes, as directed by the client
  • To maintain or service a client’s account
  • If requested by the client
  • With entities under common ownership and control of our firm
  • With contracted third-parties who require the information to develop, support and deliver services
  • If our firm is required or permitted by law or regulatory authorities with jurisdiction over the firm

As a client of our firm your privacy is important to us. We are dedicated to safeguarding your personal and financial information. We restrict access to confidential personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards to comply with federal standards to guard your confidential personal information.

We will notify you in advance if our privacy policy is expected to change. We are required, by law, to deliver this Privacy Notice to you annually, in writing.

Please contact us with any questions about this policy.

If you wish for us not to share your information as stated above, please contact us by:

  • Calling us at +1 315-561-7861 or
  • Contact us by mail at:

[email protected]